Original Source: Nixon Peabody
“Securities Law Alert
Public company accounting oversight board (Title I, sections 101-109); Auditor independence (Title II, sections 201-209); Corporate responsibility (Title III, sections 301-302); Enhanced financial disclosures (Title IV, sections 401-409); Analyst conflict of interest (Title V, section 501); Commission resources and authority (Titlve VI, sections 601-604); Studies and reports (Title VII, sections 701-705); Corporate and criminal fraud accountability (Title VIII, sections 801-807); White collar crime penalty enhancements (Title IX, sections 901-903); Corporate tax returns (Title X, section 1001); Corporate fraud accountability (Title XI, sections 1101-1107)…”
https://www.nixonpeabody.com/en/ideas/articles/2002/08/02/summary-of-sarbanes-oxley-act-of-2002
Contributors: Open SourceCategories: Industry Articles, SIG U Resource
SRC Type: Risk Management, Sourcing Management