How to Avoid a Compliance Meltdown: Top 20 Tips for Mitigating Risk from Start to Finish

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How to Avoid a Compliance Meltdown: Top 20 Tips for Mitigating Risk from Start to Finish

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Presentation provides an overview as to the relevancy of compliance and then 20 best practices.

Topics include:

Why is compliance a major issue now? 

How to read and understand your plan documents

Understand Code Section 409A

Know your institutional stakeholders

Drafting for maximum flexibility

And more!

 

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