OCC Supplemental Examination Procedures for Risk Management of Third-Party Relationships

Original Source: OCC

These procedures are designed to help examiners tailor the examinations of national banks and federal savings associations (collectively, banks) and determine the scope of the third-party risk management examination. This determination should consider work performed in related areas by internal and external auditors, risk and compliance functions, and examiners. Examiners need to perform only those objectives and steps that are relevant to the scope of the examination as determined by the following objectives. Seldom will every objective or step of the expanded procedures be necessary…

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